Securities and Exchange Commission 17 CFR PARTS 210, 229, 240 and 249 [RELEASE NOS. 33-8128; 34-46464; FR-63; File No. S7-08-02] RIN 3235-AI33 Acceleration of Periodic ...
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239, 240, 249, and 269 [Release Nos. 33-8099, 34-45922, International Series Release No. 1259; File No. ...
No-Action Letter under Investment Company Act of 1940 – Section 34(b) Securities Act of 1933 – Section 5(b) Lindbergh Funds October 30, 2002 Response of ...
No-Action Letter under Investment Company Act of 1940 – Section 6( c), 12(d)(1)(j) and 17(b); Rule 17d-1 Frank Russell Investment Company, et al. October 18, ...
No-Action Letter under Investment Company Act of 1940 – section 3(c)(11) Honeywell International Inc Savings Plan Trust October 7, 2002 Response of the Office of ...
No-Action Letter under: Investment Company Act of 1940 – Section 17j and Rule 17j-1 Investment Advisers Act of 1940 – Section 204 and Rule 204-2 ...
Securities and Exchange Commission 17 CFR PARTS 228, 229, 232, 240, 249, 270 and 274 [RELEASE NOS. 33-8124, 34-46427, IC-25722; File No. S7-21-02] RIN 3235-AI54 ...
Investment Advisers Act of 1940 – Section 203(a) and 202(a)(11) Gulf Coast Venture Forum, Inc. August 21, 2002 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
Investment Company Act of 1940 – Section 15(a), and Rule 18f-2 PIMCO Funds: Multi-Manager Series, et al August 6, 2002 RESPONSE OF THE OFFICE OF ...
The SEC is adopting amendments to the rule under the Investment Company Act of 1940 that permits mergers and other business combinations between certain affiliated ...