The Commission is proposing a set of principles for DCMs to address the prevention, detection, and mitigation of market disruptions and system anomalies associated with ...
Post-trade name give-up may still be necessary to accommodate trading mechanisms and infrastructures currently used for U.S. Treasury swap spreads that do not allow for ...
In response to significant concerns regarding the COVID-19 outbreak, BCBS/IOSCO decided to amend its margin policy framework to further extend the implementation schedule for the ...
The eligible affiliate counterparties electing the exemption must pay and collect variation margin on swaps with all other eligible affiliate counterparties with whom they enter ...
The Commission continues to interpret the term ‘‘virtual currency’’ broadly
The final rules inadvertently omitted § 39.13(g)(8)(iii), which was not proposed to be modified
Both registered and exempt CPOs will be required to represent that they and their respective principals are not subject to certain statutory disqualifications under the ...
The Commission is issuing the Interim Final Rule as a result of the coronavirus disease 2019
The Commission is proposing that non-U.S. CPOs may claim an exemption from registration with respect to its qualifying offshore commodity pools
The list of factors below is intended to provide a framework through which Division staff will evaluate the appropriate penalty to recommend to the Commission