Private Funds

Another topic that remains hot for the advocate is risks related to private fund investing, especially for retail investors

A decades-old appellate case, seemingly buried by the Great Recession, has come back to haunt the SEC’s quest for private fund reforms. In 2006, a ...

As calls increase that Washington should take a greater regulatory approach when it comes to use of artificial intelligence in financial services, a new report ...

When advertising the performance of a private fund, the adviser presented performance returns that were experienced by a single investor. These returns did not constitute ...

Case puts a ceiling on regulators' private fund ambitions, but managers may still see the compliance floor rise

'There’s a false assumption that the opacity of the market indicates risk,' AIC's Goshorn Jurata tells packed Private Funds CFO forum

'It is still very much an open question about whether the marketing rule has helped investors as much as it has made the lives of ...

With SEC rules scotched, LPs look to smooth friction with GPs

“This information may be used [by the SEC and FSOC] to analyze funds’ liquidity and susceptibility to the risk of runs, which may give rise ...

A federal appeals court has unanimously vacated the SEC’s new private fund rules