Private Funds

'I would want to know what my gaps are by the end of the first quarter next year,' expert says

Three trade groups representing private fund managers have sued to block a pair of “arbitrary and capricious” SEC rules designed to bring more sunlight into ...

Enterprise-wide risk/opportunities require board, C-suite commitments

Regulators 'signaling as loudly as they can,' expert warns

'We need to pay attention to the scope of the duties created by the agreements we sign'

There’s plenty of talk that the SEC will revisit the accredited investor thresholds but no action yet. You still have flexibility in how you verify ...

'Historically, these have been the major areas that have been stressed during marketing cycles, and I think the SEC has noticed that'

ECM failed to engage an independent public accountant to verify by actual examination at least once during each calendar year the REOC Funds’ funds and ...

"Regulation D, first adopted in the early 1980s, has become one of the most important exemptions for companies looking to raise capital outside of registration. ...

"The accredited investor definition is always a source of lively discussion. I hope that one aspect of today’s discussion will be how we can bring ...