(a) Prospectus. Except as provided by this section, Item 1100(c) of Regulation AB (§229.1100(c) of this chapter) for registered offerings of asset-backed securities, or unless ...
(a) An issuer may publish or deliver to prospective purchasers a written document or make scripted radio or television broadcasts to determine whether there is ...
A rights offering is exempt from the provisions of Section 5 of the Act (15 U.S.C. 77e), so long as the following conditions are satisfied: ...
(a) The information required in a prospectus need not follow the order of the items or other requirements in the form. Such information shall not, ...
Preliminary Note: This section is available only to communications relating to business combinations. The exemption does not apply to communications that may be in technical ...
(a) The Commission may, at any time after the filing of a notification, enter an order temporarily suspending the exemption, if it has reason to ...
Preliminary Notes to §230.169. 1. This section is not available for any communication that, although in technical compliance with this section, is part of a ...
(a) The Commission may at any time enter an order temporarily suspending a Regulation A exemption if it has reason to believe that: (1) No ...
(a) Exemption. Offers and sales of securities that satisfy the conditions in paragraph (b) of this section by an issuer that is not an investment ...
(a) Exemption. Offers and sales of securities that satisfy the conditions in paragraph (b) of this §230.504 by an issuer that is not: (1) Subject ...