Under the following conditions, the terms “offers,” “participates,” or “participation” in section 2(a)(11) of the Act shall not be deemed to apply to the publication ...
(a) When notice is not an offer. For purposes of section 5 of the Act (15 U.S.C. 77e) only, an issuer or a selling security ...
(a) The date on which any papers are actually received by the Commission shall be the date of filing thereof, if all the requirements of ...
Rule 167 — Communications in Connection with Certain Registered Offerings of Asset-Backed Securities
Preliminary Note: This section is available only to communications in connection with certain offerings of asset-backed securities. The exemption does not apply to communications that ...
Preliminary Note to §230.163A. Attempted compliance with this section does not act as an exclusive election and the issuer also may claim the availability of ...
(a) Pursuant to the statutory requirement that the Commission in ruling upon requests for acceleration of the effective date of a registration statement shall have ...
(a) If any portion of the report or opinion of an expert or counsel is quoted or summarized as such in the registration statement or ...
(a) Definitions. As used in this section: (1) Canadian law means the federal laws of Canada, the laws of any province or territory of Canada, ...
(a) Three copies of the complete registration statement, including exhibits and all other papers and documents filed as a part of the statement, shall be ...
Compliance with paragraph (b) or (c) of this section provides a non-exclusive safe harbor from integration of private and registered offerings. Because of the objectives ...