This is the J.P. Morgan Investment Management no-action letter from the SEC in 1996 that provided additional guidance for advertising and marketing of model portfolios.
The SEC's Division of Investment Management granted Ayco Company "no-action" relief based on its request not to include in its advisory contracts a provision that ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270Release No. IC-20916; File No. S7-24-88RIN 3235-AD18Exemption for Certain Open-End Management Investment Companies to Impose Contingent Deferred Sales LoadsAGENCY:Securities ...