Statement on the Proposed Interagency Policy Statement to Establish Standards to Assess the Diversity Policies and Practices of Regulated Entities Commissioner Luis A. Aguilar U.S. ...
Remarks to the Independent Directors Council Annual Fall Meeting Norm Champ Director, Division of Investment Management U.S. Securities and Exchange Commission Chicago, IL Oct. 22, ...
Statement at SEC Open Meeting � Adoption of Rules Regarding Municipal Advisor Registration Commission Daniel M. Gallagher SEC Open Meeting, Washington, D.C. Sept. 18, 2013 ...
Providing Context for Executive Compensation Decisions Commissioner Luis A. Aguilar SEC Open Meeting, Washington, D.C. Sept. 18, 2013 Today, the Commission takes an important step ...
Dissenting Statement of Commissioner Daniel M. Gallagher Concerning the Proposal of Rules to Implement the Section 953(b) Pay Ratio Disclosure Provision of the Dodd-Frank Act ...
These rules will not only serve to better protect municipalities and their citizens, but also retail investors. In fact, the vast majority of investors ...
Celebrating National Hispanic Heritage Month by Recognizing Achievements and Looking Ahead Commissioner Luis A. Aguilar Washington, D.C. Sept. 17, 2013 Federal Trade Commission National Hispanic ...
Current SEC Priorities Regarding Hedge Fund Managers Norm Champ Director of the Division of Investment Management PLI Hedge Fund Management Conference, New York, New York ...
The Need for Effective Regulation of the Asset-Backed Securities Market Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Aug. 28, 2013 Today, the U.S. ...
Dissenting Statement of Commissioner Daniel M. Gallagher Concerning Re-Proposal of Rules Implementing the Credit Risk Retention Provisions of the Dodd-Frank Act Commissioner Daniel M.Gallagher U.S. ...