Statement on the Commission�s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1) Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission[1] Jan. 8, 2014 ...
Remarks at the 2014 Municipal Finance Conference presented by The Bond Buyer and Brandeis International Business School
Statement of Commissioner Daniel M. Gallagher Regarding the Removal of Certain References to Credit Ratings Under the Securities and Exchange Act of 1934 and the ...
Remarks at SEC Open Meeting Commissioner Daniel M. Gallagher Washington, D.C. Dec. 18, 2013 Thank you, Chair White. I am happy to support today’s proposal, ...
Remarks at SEC Open Meeting Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission Washington, D.C. Dec. 18, 2013 Today, the Commission proposes rules to ...
Statement on the Volcker Rule: Reducing Systemic Risk By Banning Excessive Proprietary Trading with Depositors� Money Commissioner Luis A. Aguilar Dec. 10, 2013 The recent ...
Dissenting Statement Regarding Adoption of Rule Implementing the Volcker Rule Commissioner Daniel M. Gallagher Dec. 10, 2013 Twenty-one months ago, I expressed my grave concerns ...
The Impacts of Post-Crisis Global Regulatory Reforms on Financial Markets Commissioner Daniel M. Gallagher Berlin, Federal Republic of Germany Dec. 10, 2013 Meine geehrte Damen ...
Remarks at the 2nd Annual Institute for Corporate Counsel Commissioner Daniel M. Gallagher New York, NY Dec. 6, 2013 Thank you, John [White], for that ...
Looking at Proxy Advisory Firms from the Investor�s Perspective Commissioner Luis A. Aguilar U.S. Securities and Exchange Commission* Proxy Advisory Firm RoundtableWashington, D.C. Dec. 5, ...