IA Rules & Regulatory Actions

Cooley Godward & Kronish: No-Action letter dated July 12, 2007 Investment Company Act of 1940 – Rule 3a-8 Cooley Godward & Kronish July 12, 2007 ...
Barclays Bank PLC: No-Action letter dated June 6, 2007 Investment Company Act of 1940 – Section 206(4)-3 Barclays Bank PLC June 6, 2007 RESPONSE OF ...
Lear Corporation Retirement Savings Plan Trusts: No-Action letter dated March 16, 2007 Investment Company Act of 1940 – Section 3(c)(11) Lear Corporation Retirement Savings Plan ...
Goldman Sachs Asset Management, L.P.: No-Action letter dated March 13, 2007 Investment Company Act of 1940 – Section 3(c)(7) and Rule 2a51-1 Goldman Sachs Asset ...
rcw
rcw

Copyright PEI Media

Not for publication, email or dissemination