This is a rule governing short selling around a public offering
Goldman Sachs Asset Management, L.P.: No-Action letter dated March 13, 2007 Investment Company Act of 1940 – Section 3( c)(7) and 2(a)(51)(A)(iv) McDermott Will & ...
The Securities and Exchange Commission is proposing rule amendments relating to our disclosure and reporting requirements for smaller companies under the Securities Act of 1933 ...