The Investment Company Act of 1940 Section 20 -- Proxies; Voting Trusts; Circular Ownership Prohibition on use of means of interstate commerce for solicitation of ...
The Investment Company Act of 1940Section 14 -- Size of Investment Companies Public offerings. No registered investment company organized after the date of enactment of ...
The Investment Company Act of 1940 Section 35 -- Unlawful Representations and Names Misrepresentation of guarantees. In general. It shall be unlawful for any person, ...
The Investment Company Act of 1940 Section 63 -- Distribution and Repurchase of Securities Notwithstanding the exemption set forth in Section 6(f) [15 USCS § ...
The Investment Company Act of 1940 Section 43 -- Court Review of Orders Any person or party aggrieved by an order issued by the Commission ...
The Investment Company Act of 1940 Section 25 -- Reorganization Plans; Reports by Commission Filing of reorganization plan and other information with Commission. Any person ...
The Investment Company Act of 1940 Section 29 -- Bankruptcy of Face-Amount Certificate Companies (NULL AND VOID) Section 67 of an Act entitled "An Act ...
(a) Findings. Upon the basis of facts disclosed by the record and reports of the Securities and Exchange Commission made pursuant to section 30 of ...
The Investment Company Act of 1940 Section 32 -- Accountants and Auditors Selection of accountant. It shall be unlawful for any registered management company or ...
The Investment Company Act of 1940 Section 31 -- Accounts and Records Maintenance of records. In general. Each registered investment company, and each underwriter, broker, ...