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As the deadline inches nearer to comply with the SEC’s revisions to Regulation S-P, look for the Commission’s Exams Division to help you get ready
Keith Cassidy
"We want to take this opportunity to clearly articulate our approach to achieving our shared goal of improved information security through the implementation of the ...
Word In Wooden Cube
Assuming an SEC rule change to the more than two-decades old Reg S-P comes to fruition, you have lots of time to prepare but also ...
Changes Coming in 2025 written on a blackboard
When the SEC finalized its changes to Reg S-P last year, it also tweaked other securities rules to fall in line with the enhanced privacy ...
An unauthorized third party fraudulently persuaded a Robinhood employee to download remote access software onto a Robinhood computer and give the actor control of the ...
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This is the amended Reg S-P rule regarding privacy notices
Concentrated professional female journalist making research browsing information for article using computer and wireless connection in office, businesswoman counting profit of company doing report
These are new privacy procedures dictated by the SEC's 2024 revisions to Reg S-P
Blue folder with the label Privacy Law
This is an Reg S-P rule revised by the SEC in 2024
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While this new final rule takes effect Aug. 2, the compliance dates are February 2026 for larger entities and August 2026 for smaller ones
Hester Peirce, SEC Commissioner
"My reservations stem from the breadth of the rule and the likelihood that it will spawn more consumer notices than are helpful"
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