Privacy

As the deadline inches nearer to comply with the SEC’s revisions to Regulation S-P, look for the Commission’s Exams Division to help you get ready

"We want to take this opportunity to clearly articulate our approach to achieving our shared goal of improved information security through the implementation of the ...

Assuming an SEC rule change to the more than two-decades old Reg S-P comes to fruition, you have lots of time to prepare but also ...

When the SEC finalized its changes to Reg S-P last year, it also tweaked other securities rules to fall in line with the enhanced privacy ...

An unauthorized third party fraudulently persuaded a Robinhood employee to download remote access software onto a Robinhood computer and give the actor control of the ...

This is the amended Reg S-P rule regarding privacy notices

These are new privacy procedures dictated by the SEC's 2024 revisions to Reg S-P

This is an Reg S-P rule revised by the SEC in 2024

While this new final rule takes effect Aug. 2, the compliance dates are February 2026 for larger entities and August 2026 for smaller ones

"My reservations stem from the breadth of the rule and the likelihood that it will spawn more consumer notices than are helpful"