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Privacy

SEC Commissioner Uyeda
"Today’s proposed amendments are a mixed bag of practical improvements and potentially conflicting requirements"
SEC Commissioner Lizarraga
Given cyber breaches, "we must do everything in our power to enhance cybersecurity practices by market participants and to protect investors’ sensitive personal information"
SEC Commissioner Crenshaw
"When personal information or assets are stolen, the results can be calamitous. It can lead to identity theft, stolen savings, ruined credit, and other effects ...
SEC Chairman Gary Gensler
"Recent recordkeeping charges settled by Morgan Stanley Smith Barney speak to how important it is that market participants properly safeguard customer information"
SEC Commissioner Peirce
"Assuming those inspiring words did not convince my colleagues to postpone this rulemaking until we undertake a moonshot harmonization project, let me highlight some other ...
Blue folder with the label Privacy Law
Take heed of your existing privacy programs and extend them to employees and business contacts
Worried woman having problems buying online
The new risk alert reiterates the main duties incumbent upon firms that are subject to the identity theft red flags rule and lists 'common deficiencies' ...
Stealing a credit card through a laptop concept for computer hacker, network security and electronic banking security
"Programs must include reasonable policies and procedures to identify relevant red flags for covered accounts offered by the firm and incorporate those red flags into ...
defense technology
None of the 40,000 back-up tapes handled by Moving Company complied with these policies and procedures. MSSB never inspected the equipment used to destroy those ...
Eighty-five percent of firms were victim of at least one fraud last year
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