A swap execution facility shall not use for business or marketing purposes any proprietary data or personal information it collects or receives, from or on ...
(a) An entity that intends to operate both a designated contract market and a swap execution facility shall separately register the two entities pursuant to ...
(a) Execution methods for required transactions. (1) Required transaction means any transaction involving a swap that is subject to the trade execution requirement in section ...
(a)(1) Required submission. A swap execution facility that makes a swap available to trade in accordance with paragraph (b) of this section, shall submit to ...
(a) A swap transaction shall be subject to the requirements of section 2(h)(8) of the Act upon the later of: (1) The applicable deadline established ...
(a) In general. To be registered, and maintain registration, as a swap execution facility, the swap execution facility shall comply with— (1) The core principles ...
A swap execution facility shall: (a) Establish and enforce compliance with any rule of the swap execution facility, including the terms and conditions of the ...
(a) A swap execution facility shall establish rules governing the operation of the swap execution facility, including, but not limited to, rules specifying trading procedures ...
(a) Impartial access to markets and market services. A swap execution facility shall provide any eligible contract participant and any independent software vendor with impartial ...
A swap execution facility shall establish and enforce trading, trade processing, and participation rules that will deter abuses and it shall have the capacity to ...