CPO/CTA Rules & Regulatory Actions

(a) Any person or group of persons may offer to enter into, enter into, confirm the execution of, maintain a position in, or otherwise conduct ...
The provisions of this part apply to any board of trade or electronic trading facility that operates as: (a) An exempt commercial market operating under: ...
(a) Eligible commodities. Commodities eligible to be traded by an exempt board of trade are: (1) Commodities having— (i) A nearly inexhaustible deliverable supply; (ii) ...
(a) Eligible transactions. Agreements, contracts or transactions in an exempt commodity eligible to be entered into on an exempt commercial market must be: (1) Entered ...
The provisions of this part shall apply to every swap execution facility that is registered or is applying to become registered as a swap execution ...
A swap execution facility shall comply with the requirements of this part and all other applicable Commission regulations, including §1.60 and part 9 of this ...
(a) Requirements for registration. (1) Any person operating a facility that offers a trading system or platform in which more than one market participant has ...
(a) An applicant for registration as a swap execution facility may submit a swap's terms and conditions prior to listing the product as part of ...
(a) Request for information. Upon the Commission's request, a swap execution facility shall file with the Commission information related to its business as a swap ...
(a) A transaction entered into on or pursuant to the rules of a swap execution facility shall not be void, voidable, subject to rescission, otherwise ...
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