SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-39538; File No. S7-16-96 International Series - 1111]RIN 3235-AG81Amendments to Beneficial Ownership Reporting RequirementsAGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240Release No. 34-39670; File No. S7-3-98RIN:Publication or Submission of Quotations Without Specified InformationAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Rel. No. 34-39627DELEGATION OF AUTHORITY TO THE DIRECTOR OF THE DIVISION OF MARKET REGULATIONAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232 Release Nos. 33-7495; 34-39558; 35-26818; 39-2361; IC-23002RIN 3235-AG96Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final Rules SUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-39455; File No. S7-31-97]RIN 3235-AG18NET CAPITAL RULEAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission ("Commission") is ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 240, 249[Release No. 34-39454; File No. S7-30-97]RIN 3235-AH16OTC Derivatives DealersAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission ...