SECURITIES AND EXCHANGE COMMISSION17 CFR Part 232 (Release Nos. 33-7539; 34-40003; 35-26876; 39-2363; IC-23191) RIN 3235-AG96 Adoption of Updated EDGAR Filer ManualAGENCY:Securities and Exchange Commission.ACTION:Final ...
Final Rule: Registration Form Used by Open-End Management Investment Companies:Sample Form and Instructions Text of sample Form N-1A added, 03-23-98 GENERAL INSTRUCTIONS A. Definitions ...
Final Rule: New Disclosure Option for Open-End Management Investment Companies SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 270 Release Nos. 33-7513; IC-23065; File ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 230 and 249 RELEASE NO. 33-7505; 34-39668; FILE NO. S7-8-97 INTERNATIONAL SERIES RELEASE NO. 1118RIN 3235-AG34 OFFSHORE OFFERS AND ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 201, 240, 242 and 249Release No. 34-39884; File No. S7-12-98RIN 3235-AH41Regulation of Exchanges and Alternative Trading SystemsAGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 240, 249(Release No. 34-39704; File Nos. S7-30-97; S7-31-97; S7-32-97)RIN 3235-AH16, 3235-AG18, 3235-AH29OTC Derivatives Dealers, Net Capital RuleAGENCY:Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-39538; File No. S7-16-96 International Series - 1111]RIN 3235-AG81Amendments to Beneficial Ownership Reporting RequirementsAGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240Release No. 34-39670; File No. S7-3-98RIN:Publication or Submission of Quotations Without Specified InformationAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 200Rel. No. 34-39627DELEGATION OF AUTHORITY TO THE DIRECTOR OF THE DIVISION OF MARKET REGULATIONAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The ...