SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 210 and 240[Release No. 34-37594; IC-22162; File No. S7-20-96].RIN 3235-AG70IMPLEMENTATION OF SECTION 10A OF THE SECURITIES EXCHANGE ACT OF ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 249Release No. 34-37632; File No. S7-2-95RIN 3235-AG25Form BD AmendmentsAGENCY:Securities and Exchange Commission.ACTION:Final Rule: Suspension of Compliance Date for Form ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 228, 229, 240 and 249[Release Nos. 34-37260; 35-26524; IC-21997; File No. S7-21-94]RIN 3235-AH94 RIN 3235-AF66Ownership Reports and Trading by ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 249Release No. 34-37431; File No. S7-2-95RIN 3235-AG25Form BD Amendments AGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 249Release No. 34-37432; File No. S7-17-96RIN 3235-AG69Broker-Dealer Registration and ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 230, 239, 270, and 274Release Nos. 33-7275; IC-21837; S7-34-93RIN 3235-AE17Revisions to Rules Regulating Money Market FundsAGENCY:Securities and Exchange Commission.ACTION: ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release Nos. 34-37261; 35-26525; IC-21998]RIN 3235-AB14Employee Benefit Plan Exemptive Rules Under Section 16 of the Securities Exchange Act ...