SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200(Release No. 34-37893)Delegation of Authority to the General CounselAGENCY:Securities and Exchange Commission.ACTION: Final rule.SUMMARY:The Securities and Exchange Commission is ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240[Release No. 34-37850; File No. S7-27-96]RIN 3235-AH04Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 228, 229 AND 249RELEASE NO. 34-37801; INTERNATIONAL SERIES NO. 1020 FILE NO. S7-19-95RIN 3235-AG47PERIODIC REPORTING OF UNREGISTERED EQUITY SALESAGENCY:Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 239 and 270Release No. IC-22201; File No. S7-2-96RIN 3235-AG59Technical Amendments to Rule Relating to Payments for the Distribution ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 239, 270, and 274Release Nos. 33-7328; IC-22202; File No. S7-8-95RIN 3235-AD18Exemption for Certain Open-End Management Investment Companies to Impose ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-37620 ; File No. S7-22-96]RIN 3235-AH00Proposed Amendment to Rule 11Ac1-1AGENCY:Securities and Exchange Commission.ACTION:Proposed Rulemaking.SUMMARY:The Securities and Exchange ...