Private Funds

"We need to build on this foundation, so people should be coming to us with suggestions of educational credentials, examinations, or professional certifications and designations ...

The issues on the agenda today are all critically important for investors: Regulation Best Interest, gamification of trading, ESG, and the private markets

Clearer structure, definition urged in compensation funds

'Reg D... is designed to balance the demand and supply side'

BTIG did not take reasonable steps to verify that the hedge fund would deliver shares of stock sold by settlement and ignored red flags

The Commission is announcing that it intends to hike the two tests that make one a qualified client. The AUM test will be raised from ...

Technology leaders at TPG, Global Infrastructure Partners and The Carlyle Group discussed the importance of good data management during an online panel hosted on Wednesday.

'With better information, we can make better-informed regulatory decisions,' Dem Commissioner says.

'If there’s even the remotest notion that something could cause a disclosure issue, put it in.'

'Maybe I should go to jail. But I'm asking you not to put me in jail...'