Cryptocurrency

Chairman talks market structure, gamification, disclosures, China, ESG, fee disclosures, cybersecurity, exams.

As new technologies come along, we need to be sure we’re achieving our core public policy goals

"The SEC is seeking comment on crypto custody arrangements by broker-dealers and relating to investment advisers. Custody protections are key to preventing theft of investor assets, ...

Chairman cites "limited transparency" in wake of Archegos scandal

SRO is asking B-Ds to "promptly" notify their risk monitoring analyst about digital assets plans

Current lack of regulation in the cryptocurrency markets deemed "unsustainable" by senator

"We nevertheless are disappointed that the Commission’s settlement with Coinschedule did not explain which digital assets touted by Coinschedule were securities, an omission which is symptomatic of ...

14% of adviser respondents reported using or recommending cryptocurrencies for clients in 2021

IPOs and SPACs, crypto assets, fintech, data analytics, and private funds are SEC resources focus

"The SEC’s Divisions of Investment Management, Examinations, and Enforcement continue to focus on advisers to private funds. It is important to hold investment advisers accountable ...