IA Rules & Regulatory Actions

The Investment Company Act of 1940 Section 48 -- Violation of Title Procurement. It shall be unlawful for any person, directly or indirectly, to cause ...
The Investment Company Act of 1940 Section 21 -- Loans by Management Companies It shall be unlawful for any registered management company to lend money ...
The Investment Company Act of 1940 Section 60-- Functions and Activities of Business Development Companies Notwithstanding the exemption set forth in Section 6(f) [15 USCS ...
The Investment Company Act of 1940 Section 46 -- Reports by Commission; Hiring and Leasing Authority [Omitted; terminated effective May 15, 2000, pursuant to § ...
The Investment Company Act of 1940 Section 4 -- Classification of Investment Companies For the purposes of this title, investment companies are divided into three ...
The Investment Company Act of 1940 Section 56 -- Qualifications of Directors Non-interested persons. A majority of a business development company's directors or general partners ...
The Investment Company Act of 1940 Section 50-- Construction with Other Laws Except where specific provision is made to the contrary, nothing in this title ...
The Investment Company Act of 1940 Section 59 -- Incorporation of Title Provisions Notwithstanding the exemption set forth in Section 6(f) [15 USCS § 80a-6(f)], ...
The Investment Company Act of 1940 Section 65 -- Preventing Compliance with Title; Liability of Controlling Persons Notwithstanding the exemption set forth in Section 6(f) ...
The Investment Company Act of 1940 Section 62 -- Loans Notwithstanding the exemption set forth in Section 6(f) [15 USCS § 80a-6(f)], Section 21 [15 ...
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