IA Rules & Regulatory Actions

The Investment Company Act of 1940 Section 52 -- Short Title This title may be cited as the "Investment Company Act of 1940". Legislative History ...
The Investment Company Act of 1940 Section 41 -- Hearings by Commission Hearings may be public and may be held before the Commission, any member ...
The Investment Company Act of 1940 Section 51 -- Separability If any provision of this title or any provision incorporated in this title by reference, ...
The Investment Company Act of 1940 Section 58 -- Changes in Investment Policy No business development company shall, unless authorized by the vote of a ...
The Investment Company Act of 1940Section 39 -- Procedure for Issuance of Rules and Regulations Subject to the provisions of the Federal Register Act and ...
The Investment Company Act of 1940 Section 53 -- Effective Date The effective date of the provisions of this title, so far as the same ...
The Investment Company Act of 1940 Section 37 -- Larceny and Embezzlement Whoever steals, unlawfully abstracts, unlawfully and willingly converts to his own use or ...
The Investment Company Act of 1940 Section 48 -- Violation of Title Procurement. It shall be unlawful for any person, directly or indirectly, to cause ...
The Investment Company Act of 1940 Section 21 -- Loans by Management Companies It shall be unlawful for any registered management company to lend money ...
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