Investment Advisers Act

This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers

This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers

This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers

This is one of the SEC's proposed new Advisers Act rules targeting private fund advisers

This is the SEC's proposed rule calling for private fund audits

This is the SEC's proposed new rule that would require advisers to report cybersecurity incidents via new proposed Form ADV-C

This is the SEC's proposal for a cybersecurity rule for investment advisers

Provides for compensation to the investment adviser on the basis of a share of the capital gains

This is the SEC's new IA advertising rule approved in December 2020

The Securities and Exchange Commission (the “SEC” or the “Commission”) is publishing an interpretation of section 202(a)(11)(C) of the Investment Advisers Act of 1940 (the ...