Home Private Funds PF Rules & Regulatory Actions Groups warn SEC about books-and-records overreach

archive storage, old documents — Industry is warning the SEC to be careful about overreach in its crackdown on investment advisers' books-and-records violations.

PF Rules & Regulatory Actions

Groups warn SEC about books-and-records overreach

Enforcement Division relying on 'overly broad interpretation,' groups warn

February 9 2023

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