The CFTC’s Division of Clearing and Risk (the “Division”) issued a no-action letter providing Singapore Exchange Derivatives Clearing Limited (“SGX-DC”) with time-limited no-action relief from ...
The importance of a robust clearing member industry is obvious when we think about what happens if there is a default by a clearing member. ...
Cox allegedly fraudulently solicited prospective customers on websites such as Craigslist and falsely claimed that he had been a successful full-time futures trader for years ...
Commissioner J. Christopher Giancarlo Releases Podcast About 6 Mega-Trends Facing 21st Century Financial Markets February 4, 2016 Washington, DC — Today, Commissioner J. Christopher Giancarlo ...
In conclusion, in regard to market risk in the derivatives markets, we have made strides. We are, without question, better protected today than we were ...
Oakmont, by and through its employees, solicited retail customers by telephone to engage in leveraged, margined, or financed precious metals transactions. During that period, Oakmont ...
With this approval, Eurex becomes the 6th clearinghouse located outside the U.S. that is registered with the CFTC. Our system of dual registration came about ...
Let me also note that we have been continuing to work with the European Commission on the issue of “equivalence,” so that European firms can ...
During the pendency of Eurex Clearing’s application for registration, the Division granted no-action relief to Eurex Clearing which permitted it to clear certain interest rate ...
Based on the facts presented and the representations Eurex Clearing has made, the Division will not recommend that the Commission take enforcement action against Eurex
Clearing ...