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CPO/CTA Speeches

Prospective customers lured by disseminating fraudulent marketing materials
“The CFTC will vigorously enforce the rules requiring our registrants to properly supervise their business activities
Failure to file timely reports
Thompson induced two customers to send roughly $7 million to fund the purchase of bitcoin after making false representations
The CFTC has paid out more than $90 million in awards since establishing the Whistleblower Program
The order requires assesses a $140,000 civil monetary penalty
Promised pool participants 8%-20% returns, lost $1.4 million
Davis failed to tell customers that he frequently had the trading platforms manipulate the options trading software settings to increase the odds of customer losses
Trunz spoofed thousands of trades while employed at two New York banks
A deceptive scheme that attempted to manipulate precious metals futures' prices
At least one broker made false statements to CFTC staff during the investigation
PCI failed to disclose the cyber breach to its customers in a timely manner
Marconato made false statements to the NFA by denying the existence of his commodity pool
Jousef claimed “live” trades but never executed any
For nearly three years, Merrill Lynch failed to produce reliable audit trail data requested by Enforcement
Defendants fraudulently solicited and stole money from at least 30 individuals
RELEASE Number 8002-19 September 9, 2019 CFTC Orders Registrant to Pay $1.25 Million for Fraud, Unauthorized Trading, and Violating Speculative Position Limits in Live Cattle ...
RELEASE Number 7996-19 August 15, 2019 Kraft and Mondelēz Global to Pay $16 Million in Wheat Manipulation Case  Penalty Valued at Three Times the Alleged ...
RELEASE Number 7995-19 August 12, 2019 CFTC Charges International Enterprise with Operating a $103 Million Fraudulent Binary Options Trading Scheme  Washington, DC — The U.S. ...
RELEASE Number 7994-19 August 9, 2019 Federal Court Orders Defendants to Pay More Than $2.7 Million in a Forex Fraud Scheme Washington, DC — The ...

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