(a) The Commission hereby delegates, until it orders otherwise, to the Director of the Division of Market Oversight or such other employee or employees as ...
The swap execution facility shall: (a) Establish and maintain a program of risk analysis and oversight to identify and minimize sources of operational risk, through ...
(a) A swap execution facility’s program of risk analysis and oversight with respect to its operations and automated systems shall address each of the following ...
(a) In general. Each swap execution facility shall designate an individual to serve as a chief compliance officer. (b) Duties. The chief compliance officer shall: ...
(a) Definition of board of directors. For purposes of this part, the term “board of directors” means the board of directors of a swap execution ...
A designated contract market, the designated contract market's operator and transactions traded on or through a designated contract market under section 5 of the Act ...
(a) Application procedures. (1) A board of trade seeking designation as a contract market must file electronically, in a format and manner specified by the ...
(a) Request for Commission approval of rules and products. (1) An applicant for designation, or a designated contract market, may request that the Commission approve ...
(a) Requests for information. Upon request by the Commission, a designated contract market must file with the Commission information related to its business as a ...
An agreement, contract or transaction entered into on or pursuant to the rules of a designated contract market shall not be void, voidable, subject to ...