Whistleblower Program

The SEC declined to shorten the 120-day window before a compliance officer could lodge a whistleblower complaint

A banner year seen when it comes to the amount of financial remedies obtained

A divided SEC has approved new rules giving Commissioners discretion to raise or lower awards to whistleblowers, ending one of the most contentious rulemaking efforts ...

A New York Supreme Court justice has ordered the assets of a private fund and related broker-dealer frozen, after evidence revealed “a shocking level of ...

$60 million awarded in FY 2019

Look for new rules in fiscal year 2020

The CFTC has paid out more than $90 million in awards since establishing the Whistleblower Program

RELEASE Number 7953-19 July 1, 2019 CFTC Announces $2 Million Award to Joint Whistleblowers Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today ...

Regardless of whether the CFTC grants an award, the CFTC will not disclose any information which could reasonably be expected to reveal a whistleblower’s identity, ...

Regardless of whether the CFTC grants an award, the CFTC will not disclose any information which could reasonably be expected to reveal a whistleblower’s ...