SEC: Rulemaking

"These SEC rules were designed to provide investors with decision-useful qualitative and quantitative information on how a fund takes into account ESG factors in its ...

"Some commenters suggested that the SEC provide even greater flexibility by imposing only a high-level requirement for “appropriate systems and controls.” However, we must be able ...

"Notwithstanding my concerns, on balance, I support today’s amendments as important updates that provide useful alternatives to WORM for records preservation"

"I view this as an initial step toward a truly principles-based, technologically neutral future where our registrants are free to find the best solutions available ...

"Today’s rule amendments would facilitate the SEC’s ability to examine and inspect records consistent with modern technology. These recordkeeping requirements also may reduce some firms’ ...

"To catch up with rapid technological change, the Commission is modernizing its recordkeeping rules"

'Many crypto-asset activities lack basic risk controls,' report claims

Onetime critic tasked with new guidance, Gensler says

Harmonized markets demand harmonized rules, Chairman tells IAA

The potential cumulative and interactive effects of myriad SEC proposals "not fully understood," says Bentsen