SEC Operations

"Cybersecurity risks represents an ongoing threat to Federal government agencies .... The ability of Federal agencies such as the SEC and CFTC to securely maintain ...

"I am supportive of greater post-trade transparency in the Treasury markets, which should benefit investors and issuers alike"

"These measures are common sense. Congress did not intend for registration and regulatory requirements to apply to some dealers and not to others"

"The final rule does not exclude investment advisers, as some commenters had hoped. Why would it make sense for an investment adviser, which is already ...

"In recent years, advancements in electronic trading have resulted in certain market participants playing an increasingly significant role in providing liquidity .... There is a ...

"This rulemaking targets proprietary trading funds (PTFs), private funds, and others who make money by buying low and selling high in the Treasury market, while ...

"Absent today’s reforms, our capital markets and financial regulators would continue to lack key data, and therefore limited oversight, over an unregistered segment of the ...

"An essential component of settlements is the public recitation of the facts .... A settlement that allows the denial of wrongdoing undermines the value ...

The demand by the government that a defendant waive a fundamental constitutional right as a condition of settlement ought to be supported by a compelling ...

You have to go back nearly 40 years to when the U.S. Supreme Court ruled in a case that created the so-called Chevron doctrine, in ...