SEC Operations

"This rulemaking targets proprietary trading funds (PTFs), private funds, and others who make money by buying low and selling high in the Treasury market, while ...

"Absent today’s reforms, our capital markets and financial regulators would continue to lack key data, and therefore limited oversight, over an unregistered segment of the ...

"An essential component of settlements is the public recitation of the facts .... A settlement that allows the denial of wrongdoing undermines the value ...

The demand by the government that a defendant waive a fundamental constitutional right as a condition of settlement ought to be supported by a compelling ...

You have to go back nearly 40 years to when the U.S. Supreme Court ruled in a case that created the so-called Chevron doctrine, in ...

Chevron “puts a thumb on the scale” for the agency in enforcement matters. Federal courts freed from the need to grant the agency deference could ...

"While many Americans will be celebrating the unofficial start of summer over Memorial Day weekend, another important thing will be happening. We will transition in ...

"Today’s reforms improve disclosures about how SPAC shares may be diluted. This will provide investors with better information to evaluate the merits of de-SPAC transactions"

"The Commission lacks statutory authority to outright ban making investments in SPACs or becoming a reporting company via a de-SPAC transaction. Instead, it has resorted ...

"We cannot sacrifice the mechanisms, incentives, and protections that have been developed for nearly a century, because to do so would be to undermine the ...