SEC Operations

"My deepest concerns, however, remain squarely in the realms of liberty and privacy. Regulators need to be able to oversee the markets, but appropriate limits ...

"We are not here because the options market is failing, but because it is succeeding. We want to ensure that it continues to function effectively ...

"The U.S. options markets have grown remarkably in their breadth and depth. Today there are more exchanges trading more products, generating a dizzying amount of ...

"Crypto is forcing the Commission to confront its inner demons that have driven it toward ever more expansive readings of the securities laws"

The new plan highlights exam priorities, pledges a further embrace of cryptocurrency and signals a slowdown for IM

Chair Atkins slashed the agency's enforcement budget in half last year, and has promised to do so again this year

This is the Commission's argument to Congress to support its budget request for FY 2027, which begins in October

"We are reminded that the most consequential reforms are not those that add to the compliance burden, but those that have the courage to lift ...

You have until June 1 to share your comments with FinCEN on its whistleblower proposal

"I have been consistent in my skepticism of nonbank designation"