Private Funds

'I worry that this market is becoming riskier in ways that regulators have not yet fully considered,' Crenshaw says

'There are still a few levers to pull' aside from a hedge clause

"Shadow banks function by intermediating between borrowers and investors in capital markets, but they had structured themselves in ways that allowed them to evade many ...

Federal, state and local officials, some foreign governments and financial institutions may have access to the Treasury Department’s beneficial ownership database, FinCEN says in newly ...

Firm required departing employees to affirm they hadn't spoken to regulators, SEC claims

Welsh, Carson vows to fight suit: 'We are proud of our investment'

Case comes less than a month after SEC doubles down on accelerated monitoring fees

The firm failed to obtain verification of client funds and securities by annual actual examinations by an independent public accountant for the calendar years 2017 ...

Because Forepont did not provide advance disclosure to the limited partners of the Cayman Fund of these material facts concerning the transfers and the associated ...

Gensler tells Congress the final private funds rule "was adjusted in multiple ways based on public feedback on the proposal"