Private Funds

Rulemaking-by-enforcement may be coming to private funds

The SEC is scheduled to publish proposed new rules on ESG metrics any day now, but neither registered investment advisers nor private fund advisers must ...

Greater scrutiny emerges of asset managers' net-zero commitments as the conference agenda moves to finance.

"While I do not want to sound like Chicken Little, the falling number of public companies over the last twenty-plus years does cause me some ...

“Hemp,” Thomas Jefferson once wrote, “is of first necessity to the wealth & protection of the country.” Three centuries on, Jefferson’s political descendants are beginning ...

Funds should be under no illusions: At the stroke of midnight on New Year’s Eve, the LIBOR standard will die, America’s top banking regulator says. ...

SEC examiners are focusing on private funds’ compliance with the custody rule, and outside auditors may not be helping, a compliance expert cautions. “We’re seeing, ...

Congress is weighing legislation that would require investment advisers and other “gatekeepers” to develop and maintain anti-money laundering policies and procedures. If passed, the ENABLERS ...

The COVID-19 crisis drove up the cost of compliance by nearly $50 billion in the U.S. and Canada, a new report finds. LexisNexis Risk Solutions ...

The notorious GameStop raid that knocked world markets on their haunches was just what it appeared to have been: a bunch of self-described “degenerates” having ...