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'You’ll want something with a strong use-case,' Gerold says
Audience listening to asian male speaker and raising hands to ask a question at the conference hall. Man answering questions while giving a talk at corporate business meeting, forum. Selective focus
Some at the SEC promised more FAQs tied to the new IA ad rule but they never materialized before the rule took effect last November—until ...
If you think cybersecurity is tough now, don’t worry. It’s going to get worse.
'Digital engagement,' market structure remain Gensler's top priorities
Policies and Procedures binders in the office. Stationery on a wooden shelf
This is a policy for dealing with researchers, consultants or expert networks. This comes courtesy of CCO Kathlyne Kiaie.
"Washington, DC, USA - October 4, 2012: The United States Securities and Exchange headquarters building located on F Street in Washington, DC. A security guard and other people are present in this photo. The U.S. Securities and Exchange Commission hold primary responsibility for enforcing federal securities laws."
This is a new SEC FAQ, released in January 2023, related to its SEC ad rule
'It's about the level of care,' expert warns
The EU’s new ESG reporting rules are among the strictest on the planet (see related story). They require some 50,000 companies to publish detailed reports ...
By scale, most radical rules on the planet
SEC Chairman Gary Gensler
"As the report notes, hedge funds can create risks for financial stability through the use of leverage"
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