Private Funds

'Compliance and marketing teams are in a challenging spot...'

Private funds lobbying against rules

"This trend is concerning. Additionally, as IPOs have declined, so has the pool of potential growth-stage investments available to Main Street investors. The result is ...

Just when you thought it was safe to go back to the office

Firms may be hostage to old marketing pledges

Giants say they're cooperating

Returns don't include disgorgements

"How can retail investors who happen to make it over the accredited investor threshold compete with much larger institutional investors when they have no leverage? ...

Exemptions and counter-exemptions for Reg D advisers

The SEC’s proposed replacement for the custody rule would, if finalized, have far-reaching ramifications not just for advisers but custodians, accountants and even clients