Private Equity

Regulatory 'firsts' land uncomfortably close to private funds

Registered advisers struggle with registration, fees, valuations, conflicts of interest and MNPI, Commission data shows

'Hundreds of billions of dollars in fees and expenses are standing between investors and businesses'

"Since the adoption of Form PF, we’ve learned a lot. For example, the role of hedge funds was not immediately apparent in the March 2020 ...

Rulemaking-by-enforcement may be coming to private funds

The SEC is scheduled to publish proposed new rules on ESG metrics any day now, but neither registered investment advisers nor private fund advisers must ...

Greater scrutiny emerges of asset managers' net-zero commitments as the conference agenda moves to finance.

“Hemp,” Thomas Jefferson once wrote, “is of first necessity to the wealth & protection of the country.” Three centuries on, Jefferson’s political descendants are beginning ...

Funds should be under no illusions: At the stroke of midnight on New Year’s Eve, the LIBOR standard will die, America’s top banking regulator says. ...

SEC examiners are focusing on private funds’ compliance with the custody rule, and outside auditors may not be helping, a compliance expert cautions. “We’re seeing, ...