Market Structure

This matter involves several episodes in which the NYSE Exchanges engaged in certain business practices without having in place required and effective rules; operated in ...

We need to ask if our rule set has kept pace. For example, increasingly, a second layer of separation between ownership and control has ...

As we move forward, then, we have to ask ourselves whether in recent years the underlying strengths of the American corporate form are fully being ...

Not only is coordination between and among regulators and government authorities critical—but coordination and open communication between regulators and the various participants in the markets ...

The trading liquidity of U.S. Treasuries and their associated futures contracts is of particular interest: Treasuries are a benchmark for other U.S. and world markets, ...

After considering our market structure accomplishments over the past few years, and the potential we have for work in this space given the Commission’s current ...

Over a half-century removed from the last comprehensive review of market structure, a new study of the securities markets is targeted for completion in 2020. ...

Securities regulation is not an area where great minds always think alike. The 1963 Special Study sparked the equivalent of a contemporary Twitter war between ...

As we enter the new year and, perhaps, a new regulatory environment, I believe regulators and others with responsibility for financial markets must do the ...

The SEC will be able to continue to tap the collective insight of a variety of financial services industry pros on equity market structure issues ...