Fees and Expenses

This fee P&P comes courtesy of Lauri London, senior counsel with Cohen & Buckmann in New York

A peer shares a P&P for fee reviews and some sample tests

Check your firm’s CRM because staff will type in notes documenting their client conversations

'These fees are crazy...'

Boston adviser learns value of good compliance officer

'Broken windows' gets industry workout

Instead of paying back Fund II during this time period, Respondent used the management fees it charged and collected for its own operating expenses

The CCO also can lay down the foundation by creating P&Ps that correspond to how fund documents address expense allocation

Case may be illustration of right place, wrong time

Hudson and Lone Star Global failed to fully disclose Hudson’s practice for calculating and charging certain fees. Hudson charged $54.6 million in incremental and undisclosed ...