Fees and Expenses

Form CRS surfaced undisclosed production credit fees for Merrill Lynch wrap fee program clients

Merrill further enhanced its wrap fee program disclosure documents, disclosing specifically that the wrap program fee does not cover Foreign Currency Exchanges and providing a ...

Mutual fund boards must monitor these arrangements in consultation with their investment adviser and legal counsel

"For a fund that already has such differential advisory fee waivers in place, its Board may wish to consider ... whether the steps they are ...

This SEC exam letter from 2023 probes fees and advertising

Some at the SEC promised more FAQs tied to the new IA ad rule but they never materialized before the rule took effect last November—until ...

Use this Excel spreadsheet to test the accuracy of your billing

A process for checking billing during your annual review, along with a how-to video

Annually sample the fees of your competitors by using the IAPD's ability to search within 25 miles of your ZIP Code

More than one in five cases involved fees, expenses or valuations