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Fees and Expenses
FINRA claims broker-dealer charged commissions on low-principal transactions that were "not fair and reasonable"
EIC’s failures caused the Funds and, ultimately, their LPs to pay $678,681 more in management fees than they should have paid
Savvy CCOs can use risk alerts as cheat sheet
There is a "significant list" of current issues and trends in investment management under consideration at the SEC "right now"
Private funds in most danger from new regulatory regime
Commission crackdown on private fund fees continues
With or without proposed reforms, private funds are in a for a rough time over fees and expenses
'Investors were unable to make a fully informed decision,' SEC claims as it hints at 'ongoing' developments
"ECP should not have allocated to Fund III more than its proportional share of such expenses"