Department of Labor

The corrections either fix typographical errors or make minor clarifications to provisions that might otherwise be confusing.

However the Department of Labor’s new fiduciary rule may end up affecting you, don’t lose sight of your responsibility for suitability for regular brokerage accounts. ...

Now that two separate lawsuits have been filed against the Department of Labor in hopes of eliminating its fiduciary duty rule, let’s consider their prospects. ...

The clock is ticking when it comes to the first phase of implementing the Department of Labor’s fiduciary rule. What should you be doing now ...

It had long been expected, and on June 1 a group of industry and business groups fulfilled the prophecy by filing a lawsuit in federal ...

The wrinkles in the Department of Labor’s new fiduciary duty rule are starting to show (IA Watch, April 14, 2016). Take soft dollars.   Even ...

As the Department of Labor official responsible for crafting the new fiduciary rules, Timothy Hauser is much listened to. And from the nuances of exemptions to ...

The Department of Labor’s final fiduciary rule gave the industry more than one year to fully comply but already some are worrying that that won’t ...

The Department of Labor’s fiduciary duty rule largely leaves swaps arrangements outside of its purview, in part because the SEC and the CFTC already troll ...

Read the Department of Labor’s new final fiduciary rule and its level-fee exemption seems like it would be a breeze (see related story). The most ...