Department of Labor

With under six months to go before the Labor Department’s fiduciary duty rule becomes applicable (see related story), you now have 34 new FAQs spread ...

Compare the DOL’s BIC Lite with the Full BIC The appearance of the Labor Department’s initial FAQs tied to its fiduciary duty rule (see related ...

This is the first set of potentially three frequently-asked-questions release by the U.S. Department of Labor targeting the agency's fiduciary duty rule. This is designed ...

It’s no secret that the Department of Labor’s fiduciary rule is going to be costly to the broker-dealer community. A new study estimates just how ...

Regulations as extensive and complex as the Department of Labor’s fiduciary duty rule are likely to have a few words out of place. Two new ...

The corrections in this document fix typographical errors, make minor clarifications to provisions that might otherwise be confusing, and confirm insurers’ broad eligibility to rely ...

The corrections either fix typographical errors or make minor clarifications to provisions that might otherwise be confusing.

However the Department of Labor’s new fiduciary rule may end up affecting you, don’t lose sight of your responsibility for suitability for regular brokerage accounts. ...

Now that two separate lawsuits have been filed against the Department of Labor in hopes of eliminating its fiduciary duty rule, let’s consider their prospects. ...

The clock is ticking when it comes to the first phase of implementing the Department of Labor’s fiduciary rule. What should you be doing now ...