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Coronavirus

RCW’s complete coverage of Covid-19 or the coronavirus

“We need to understand better what the heck happened here”
The Commission is issuing the Interim Final Rule as a result of the coronavirus disease 2019
“We’re encouraging our compliance officers to have standing office hours on Zoom"
Where do you fall in the work-from-home or return-to-the-office debate?
Jay Clayton
I look forward to hearing the Committee’s insights into the effects of the pandemic on the asset management industry and, in particular, our long-term Main ...
In the staff’s view, the terms and conditions of TALF 2020 are substantially similar to those of TALF 2008 for purposes of the staff no-action ...
SEC monitoring the IA and IC space for failures that could suggest underlying problems
Scams centering on account openings, firm imposters, IT help desks and e-mail
'Reasonable efforts' to verify the information should occur no later than June 30
The coronavirus crisis has forced many firms to stitch together patchwork telecommuting arrangements even as the world economy faces its worst days since the 1930s. ...
Lenders must disburse PPP loans within 10 calendar days of loan approval
Borrowers are generally eligible for forgiveness for the payroll costs paid and payroll costs incurred during the eight-week (56-day) Covered Period
Action relates to collateral and asset-back securities
It is no surprise we have observed the presence of uncertainty regarding the financial and operating status of companies and municipal issuers
Staff are thinking creatively to connect with clients
Adherence with the government’s rules around the PPP loans will fall to advisory compliance staff
Sherlock Holmes famously solved a case by listening for a dog that didn’t bark. Since the early days of the coronavirus crisis, a deafening silence ...
The coronavirus crisis caught almost everyone off guard. But now, two months into lockdown, and no date certain on when we’ll get back to “normal,” ...
"Anyone that has shown symptoms must get tested"
We are consulting with a wide array of experts and stakeholders with diverse perspectives, including investment advisers, including those that manage mutual funds and hedge ...
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