To view this content, you need to sign in.
You should only be asked to sign in once. Not the case? Click here
Register now to access this content and more for free.
SEC Commissioner Peirce gives a thumb’s up to B-D rule proposal
"Today’s amendments are narrowly tailored to address the risk that a mismatch may develop and persist between the net cash large broker-dealers owe to their customers and the amount on deposit in a bank account established to hold these funds"
