RBC Capital Markets Corporation: No-Action letter dated June 10, 2009 Investment Advisers Act of 1940 — Rule 206(4)-3 RBC Capital Markets Corporation June 10, 2009 ...
Banc of America Securities LLC: No-Action letter dated June 10, 2009 Investment Advisers Act of 1940 — Section 206 and Rule 206(4)-3 Banc of America ...
Deutsche Bank Securities Inc.: No-Action letter dated June 9, 2009 Investment Advisers Act of 1940 — Section 206(4) Deutsche Bank Securities Inc. June 9, 2009 ...
Citigroup Global Markets, Inc: No-Action letter dated May 28, 2009 Investment Company Act of 1940 – Rule 2a-7 Citigroup Global Markets, Inc May 28, 2009 ...
TS&W/Claymore Tax-Advantaged Balanced Fund: No-Action letter dated April 27, 2009 Securities Exchange Act of 1934 – Section 14(a) and Rule 14a-8(i)(8) TS&W/Claymore Tax-Advantaged Balanced Fund ...
U.S. Government Reserves and Fidelity Cash Reserves: No-Action letter dated April 27, 2009 Securities Exchange Act of 1934 — Section 14(a) and Rule 14a-8(b) U.S. ...
Seward & Kissel LLP: No-Action letter dated April 15, 2009 Investment Company Act of 1940 — Section 24(f)(2) and Rule 24f-2 Seward & Kissel LLP ...