The Commodity Futures Trading Commission (the ‘‘Commission’’) is proposing to amend part 13 of its regulations to eliminate the provisions that set forth the procedure ...
The Commodity Futures Trading Commission (“Commission” or “CFTC”) is seeking comment on a proposed amendment to the margin requirements for uncleared swaps for swap dealers ...
The OCC, Board, FDIC, SEC, and CFTC are adopting amendments to the regulations implementing section 13 of the Bank Holding Company Act. Section 13 contains ...
The Commodity Futures Trading Commission (“CFTC” or “Commission”) is proposing to amend its position limits rules for security futures products (“SFPs”) by: (i) increasing the ...
(a) A counterparty to a post-enactment pre-effective swap transaction shall: (1) As required by the reporting rules required to be adopted pursuant to Section 2(h)(5)(B) ...
The provisions of this part apply to any swap data repository as defined under Section 1a(48) of the Act which is registered or is required ...
The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust, within the scope of ...
Words used in the singular form in the rules and regulations in this chapter shall be deemed to import the plural and vice versa, as ...
With respect to foreign futures and options contracts on a non-narrow-based security index: (a) Request for certification. A foreign board of trade may request that ...
The swap execution facility shall: (a) Establish and enforce rules or terms and conditions defining, or specifications detailing: (1) Trading procedures to be used in ...