The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust, within the scope of ...
With respect to foreign futures and options contracts on a non-narrow-based security index: (a) Request for certification. A foreign board of trade may request that ...
The swap execution facility shall: (a) Establish and enforce rules or terms and conditions defining, or specifications detailing: (1) Trading procedures to be used in ...
(a) A counterparty to a pre-enactment unexpired swap transaction shall: (1) Report to a registered swap data repository or the Commission by the compliance date ...
With respect to foreign futures and options contracts on a non-narrow-based security index: (a) Request for certification. A foreign board of trade may request that ...
As used in this chapter: (1) Alternative trading system The term “alternative trading system” means an organization, association, or group of persons that— (A) is ...
(a) Jurisdiction of Commission; Commodity Futures Trading Commission (1) Jurisdiction of Commission (A) In general The Commission shall have exclusive jurisdiction, except to the extent ...
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