Swaps

This proposal is a critical piece of our effort to complete the position limits rule this year. Another key piece of that effort was the ...

Importantly, the proposal would also allow certain spread exemptions from federal position limits. It would establish a process to permit exchanges to recognize exemptions from ...

On January 6, 2016, the Commodity Futures Trading Commission (“Commission” or “CFTC”) published final regulations to implement section 4s(e) of the Commodity Exchange Act, which ...

The risks our margin rule seeks to prevent do not only originate in the United States. The interconnected nature of the global swaps market means ...

Thus, for the sake of market certainty, I am voting yes to this rule. But I encourage my fellow Commissioners to work with me to ...

Today, instead of recognizing and building upon the strong foundation for mutual recognition of foreign regulatory regimes created by the G-20 commitments and the BCBS-IOSCO ...

The Securities and Exchange Commission (“SEC” or “Commission”) is making a technical correction to a burden estimate for Paperwork Reduction Act purposes and a corresponding ...

Extension of conditional time-limited no-action relief for Yieldbroker Pty Limited with regard to Section 5h(a)(1) of the Commodity Exchange Act and Commission Regulation 37.3(a)(1) until ...

CFTC commissioners voted May 2 to approve a final rule that redefines “material terms” under its rules to exclude the need to report 24 data ...

The Department of Labor’s fiduciary duty rule largely leaves swaps arrangements outside of its purview, in part because the SEC and the CFTC already troll ...