Swaps

I support the no-action position taken by the Division of Swap Dealer and Intermediary Oversight (DSIO) that it will not recommend an enforcement action against ...

DSIO will not recommend an enforcement action against a Phase 1 Firm that, acting in good faith, has not completed required custodial agreements or requires ...

A new final rule from the Commission amends Exchange Act rule 13n-4 (duties and core principles of security-based swap data repository) to clarify that security-based ...

What makes the U.S. regulators’ decision not to delay so astonishing is its blindness to commercial reality. American markets will now have a higher margin ...

Pursuant to section 763(i) of Title VII (“Title VII”) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), the Securities ...

Repeated swap reporting violations by Deutsche Bank AG have led the firm and the CFTC to seek the intervention of a Court-appointed monitor to ensure ...

Based on the facts presented and the representations ISDA has made, the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary ...

With respect to margin collateral posted to a swap dealer or other counterparty for a noncleared swap, the broker-dealer must deduct the value of the ...

the Complaint alleges that Deutsche Bank’s swap data reported before and after the System Outage revealed persistent problems with the integrity of certain data fields, ...

Without action from the CFTC, the threshold for swap dealer registration will fall from the current $8 billion level to $3 billion in 2017. A ...